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Algebra & Inequalities

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Topic overview

Algebra questions in the BMO fall mainly into four types: **inequalities** (the equality case must be discussed), **sequences and recurrences**, **polynomials and factorisation**, and **introductory functional equations**. The SMC part tests algebraic simplification and equations. Core weapons: AM–GM / QM–AM / power mean, **SOS (completing the square)**, **Cauchy–Schwarz**, **symmetric expressions and Newton's power sums**, and for sequences "**view the recurrence in terms of a different quantity**" and "**monotone and bounded implies convergence**". Marking of inequality questions places great weight on a complete discussion of the **equality condition**.

Key concepts

For positive numbers: a1+⋯+ann≥a1⋯ann\dfrac{a_1+\cdots+a_n}{n}\ge\sqrt[n]{a_1\cdots a_n} (AM–GM), with equality if and only if all are equal.

Power mean chain: (root mean square)≥(arithmetic)≥(geometric)≥(harmonic)\text{(root mean square)}\ge\text{(arithmetic)}\ge\text{(geometric)}\ge\text{(harmonic)}. Particularly useful is a2+b2+c2≥(a+b+c)23a^2+b^2+c^2\ge\dfrac{(a+b+c)^2}{3} (QM–AM).

Technique: when the product of a set of numbers is constant (especially 1), apply AM–GM directly — a product of 1 makes the geometric mean =1=1, and the lower bound appears at once (e.g. ab+bc+ca≥3\dfrac ab+\dfrac bc+\dfrac ca\ge3). Problems with a product constraint abc=1abc=1 often use the two-step squeeze of "QM–AM to bound the sum of squares + AM–GM to bound ∑a≥3\sum a\ge3".

Key points

  • ◆The equality case must be written out separately (usually all variables equal)
  • ◆Product is constant → AM–GM; sum is constant → for minimising the sum of squares use QM–AM
  • ◆For asymmetric cyclic inequalities (such as $a^3+b^3+c^3\ge a^2b+b^2c+c^2a$) use **term-by-term weighted AM–GM**: $2a^3+b^3\ge3a^2b$, then sum cyclically

Sum of squares being non-negative is the most elementary source of inequalities:

a2+b2+c2−ab−bc−ca=12[(a−b)2+(b−c)2+(c−a)2]≥0.a^2+b^2+c^2-ab-bc-ca=\tfrac12\big[(a-b)^2+(b-c)^2+(c-a)^2\big]\ge0.

To prove a polynomial is always positive (when there is no unified completing of the square): split according to the range of the variable, and on each segment reorganise the expression into a sum of obviously non-negative blocks (the same expression uses different groupings on different intervals). For inequalities with a large span, use two-level SOS: first reduce the quartic to "products of squares", then reduce to the target (e.g. a4+b4+c4≥abc(a+b+c)a^4+b^4+c^4\ge abc(a+b+c)).

Key points

  • ◆$x^2+y^2\ge2xy$ is a universal building block
  • ◆Always-positive polynomials: split into cases + group into non-negative terms; don't forget boundaries such as $|x|\ge2$, $0<x<1$
  • ◆$a^2+b^2+c^2\ge ab+bc+ca$ must be writable instantly

(∑aibi)2≤(∑ai2)(∑bi2)\left(\sum a_ib_i\right)^2\le\left(\sum a_i^2\right)\left(\sum b_i^2\right), with equality when the two sequences are proportional. One-line proof: Q(t)=∑(ait−bi)2≥0Q(t)=\sum(a_it-b_i)^2\ge0, discriminant ≤0\le0.

Engel / Titu form (the fraction workhorse): ∑xi2yi≥(∑xi)2∑yi\displaystyle\sum\frac{x_i^2}{y_i}\ge\frac{(\sum x_i)^2}{\sum y_i}. Combined with homogenising by "adding 1 to each term", this proves Nesbitt ab+c+bc+a+ca+b≥32\dfrac{a}{b+c}+\dfrac{b}{c+a}+\dfrac{c}{a+b}\ge\dfrac32.

Key points

  • ◆"A non-negative quadratic → discriminant ≤ 0" is the general method for introducing an auxiliary variable to extract an inequality
  • ◆Sum of fractions: first "add 1 to each term" to obtain a common numerator, then apply $(\sum x)(\sum\tfrac1x)\ge n^2$ or Titu
  • ◆$(\sum x)(\sum\tfrac1x)\ge n^2$ must be known well

Let the power sums be pk=∑xikp_k=\sum x_i^k and the elementary symmetric polynomials be e1,e2,e3e_1,e_2,e_3. Newton's identities express pkp_k recursively as a polynomial in ee: p1=e1p_1=e_1, p2=e1p1−2e2p_2=e_1p_1-2e_2, pk=e1pk−1−e2pk−2+e3pk−3p_k=e_1p_{k-1}-e_2p_{k-2}+e_3p_{k-3}.

With constraints there is massive collapse: a+b+c=0a+b+c=0 (e1=0e_1=0) gives p2=−2e2, p3=3e3, p5=−5e2e3p_2=-2e_2,\ p_3=3e_3,\ p_5=-5e_2e_3, hence p55=p22⋅p33\dfrac{p_5}{5}=\dfrac{p_2}{2}\cdot\dfrac{p_3}{3}.

The single-variable symmetric expression xk+1xkx^k+\dfrac1{x^k} satisfies pk=s pk−1−pk−2p_k=s\,p_{k-1}-p_{k-2} (s=x+1xs=x+\tfrac1x).

Key points

  • ◆Do not rush to solve for the roots; use symmetric identities to compute the power sum directly
  • ◆$a+b+c=0\Rightarrow a^3+b^3+c^3=3abc$
  • ◆$x+\tfrac1x=s\Rightarrow x^2+\tfrac1{x^2}=s^2-2,\ x^3+\tfrac1{x^3}=s^3-3s$

Crafting a difference of squares (Sophie Germain's idea): n4+n2+1=(n2+n+1)(n2−n+1)n^4+n^2+1=(n^2+n+1)(n^2-n+1), n4+4=(n2−2n+2)(n2+2n+2)n^4+4=(n^2-2n+2)(n^2+2n+2), used to prove that something that looks prime is in fact composite.

Rational root theorem: a rational root pq\tfrac pq of a polynomial with integer coefficients satisfies p∣p\mid the constant term, q∣q\mid the leading coefficient — used to prove that an algebraic number is irrational (e.g. a real root of x3=x+1x^3=x+1).

Sequences: when a recurrence of the form an+1=an+f(an)a_{n+1}=a_n+f(a_n) is hard to analyse directly, instead look at an2a_n^2 (or another monotone quantity) to linearise the recurrence (e.g. an+12=an2+2+1an2a_{n+1}^2=a_n^2+2+\tfrac1{a_n^2} gives an2≥2n−1a_n^2\ge2n-1). Monotone bounded convergence: first prove bounded + monotone ⇒ the limit exists, then take the limit of the recurrence to solve for LL.

Key points

  • ◆Proving irrationality: rational root theorem to prove "no rational root" + intermediate value theorem to prove "a real root exists"
  • ◆To prove a number is composite: pair it with a difference of squares to form two factors of $>1$ (note to exclude degenerate cases where $n$ is small)
  • ◆When finding the limit of a sequence, always first state clearly that "the limit exists" before setting the two sides equal

Common techniques: substitute special values (x=y=0,1x=y=0,1 determines f(0),f(1)f(0),f(1)), exploit symmetry/substitution, upgrade preservation of sign to monotonicity.

Classic result: the only f:R→Rf:\mathbb R\to\mathbb R that is both additive and multiplicative are f≡0f\equiv0 and f=idf=\mathrm{id} — the breakthrough is that f(x)=f(x)2≥0f(x)=f(\sqrt x)^2\ge0 (x≥0x\ge0) yields 'preservation of sign ⇒ monotonicity', and then the density of rational points pins it down to the identity.

Key points

  • ◆First compute $f(0),f(1)$; in the multiplicative case $f(1)=f(1)^2$
  • ◆"Squaring produces non-negativity ⇒ monotonic" is the key to taming pathological solutions of Cauchy's equation
  • ◆Additive + monotone (or bounded/continuous) ⇒ linear $f(x)=cx$

Worked examples

Try each example yourself before checking the explanation.

1Example 1: two-step squeeze—$abc=1\Rightarrow a^2+b^2+c^2\ge a+b+c$

Let the positive real numbers a,b,ca,b,c satisfy abc=1abc=1; prove that a2+b2+c2≥a+b+ca^2+b^2+c^2\ge a+b+c, and give the condition for equality.

2Example 2: squaring—$a_1=1,\ a_{n+1}=a_n+\tfrac1{a_n}$, prove $a_{100}>14$

Sequence a1=1a_1=1, an+1=an+1ana_{n+1}=a_n+\dfrac1{a_n}. Prove that a100>14a_{100}>14.

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